WisdomTree, Inc.

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Investigation Details

On August 6, 2024, WisdomTree disclosed that it had received a Wells Notice from the U.S. Securities and Exchange Commission (“SEC”) advising the Company that the SEC has made a “preliminary determination” to file an enforcement action “alleging violations of certain provisions of the U.S. federal securities laws.”

Following this news, WisdomTree’s stock price fell over 2.5% the same day.